With the enterprise as one of the main bodies of market, its compliance operation has had a direct impact on its stable development. Recently, the internal compliance of the enterprise has remained the focus of the government. In 2021, the State Council issued the Outline for Building a Law-Based Government (2021–2025), stipulating that the administrative bodies shall build a law-based government in an all-round way. The Ministry of Civil Affairs and the National Development and Reform Commission (NDRC) formulated and promulgated the 14th Five-Year Plan for Civil Affairs, stipulating that the communities shall improve the basic management system. The Supreme People's Procuratorate (SPP) issued the Guiding Opinions on Third-party Supervision and Evaluation Mechanism of the Enterprise Compliance, making requirements for the establishment of a strict compliance supervision system. It can be obviously seen that the establishment of compliance supervision system is inevitable. Based on the financial law, this paper is an attempt to strengthen the establishment of compliance supervision framework by analyzing the role of compliance supervision, the importance of compliance supervision framework, as well as the basic principles for enterprises to establish the compliance supervision framework.

Zitong Liu. Enterprise Compliance Supervision Framework Based on Financial Law. International Journal of Frontiers in Sociology (2023), Vol. 5, Issue 10: 11-15. https://doi.org/10.25236/IJFS.2023.051003.

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