Welcome to Francis Academic Press

Academic Journal of Humanities & Social Sciences, 2021, 4(12); doi: 10.25236/AJHSS.2021.041218.

Investigation difficulties and optimization suggestions of insider trading criminal cases in securities market

Author(s)

ShuHao Qian1, Yujia Bai2

Corresponding Author:
ShuHao Qian
Affiliation(s)

1 School of Public Security, Northwest University of Political Science and Law, Xi’an 710122, China

2 School of Economics, Northwest University of Political Science and Law, Xi’an 710122, China


Abstract

Insider trading crime is a kind of securities and futures crime. With the development of China's securities and futures market, insider trading crime has gradually become the mainstream of securities and futures crime, and presents a high incidence trend. For this kind of criminal suspect, "keep running without missing" business not only infringes the interests of the majority of small and medium investors, but also destroys the normal order of the capital market, which is not conducive to the stable development of the economy during the social transition period in China. China's public security organs in the investigation of evidence is still lacking a lot. The public security organs did not perform the main investigation function. In fact, the main investigation activities are mostly completed by the securities supervision and administration department. Therefore, investigators can perfect the investigation, prevention and control of criminal cases of insider trading in the securities market from the aspects of investigation preparation, selection of investigation route, application of investigation measures and means, collection of evidence and so on.

Keywords

stock market, criminal cases of insider trading, the case investigation

Cite This Paper

ShuHao Qian, Yujia Bai. Investigation difficulties and optimization suggestions of insider trading criminal cases in securities market. Academic Journal of Humanities & Social Sciences (2021) Vol. 4, Issue 12: 95-102. https://doi.org/10.25236/AJHSS.2021.041218.

References

[1] X. Bai (2016). Research on Chinese Securities Market Regulation. Beijing: Capital University of Economics and Trade Press.

[2] H. Zhu (2015). Study on Administrative Punishment for Illegal Behavior in securities Market. Hunan province: Xiangtan University Press.

[3] S.Y. Ren (2016). Empirical study of typical cases of insider trading in recapitalization. Shandong: Shandong University Press.

[4] J.B. Zheng (2014). Liu Mou and other insider trading case evaluation and analysis. Hunan: Hunan University Press.

[5] J.Y. Wang (2019).Analysis on the crime of securities insider trading. Journal of Huaihua University, vol.38, no.10, p.73-76.

[6] X.X. Wang (2019). Research on civil liability of fund manager "Mouse Warehouse". Shanghai: Shanghai University of Finance and Economics Press.

[7] A.H. Yang (2017). Discussion on the two problems of the crime of securities insider trading under the vision of evidence law. Journal Of Xiangtan University: Philosophy And Social Sciences, vol.41, no.1, p. 56-60.

[8] J.H. Li. (2010). On the legal issues of securities insider trading and its supervision in China. Shanghai: Shanghai Jiao Tong University Press.

[9] J.P. Liu (2010). Construction of "illegal crime prevention" system in China's securities market. Journal of Yunnan Police College, no.4, p.69-73.

[10] Y.H. Yu (2016). Securities insider trading crime research. Beijing: China University of Political Science and Law Press.

[11] H.Y. Hu (2004). On the effective regulation of stock market regulation from the view of behavior characteristics. Shanghai: University of Foreign Business, Economics and Trade Press.

[12] F.X. Lin (2008). On the stock exchange and the stock market regulation. Economic and Social Development, no.1, p.138-141.